Broderick T Laese

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-21

NY RA
APPROVED

Since 2024-11-21

Branch Locations

1250 Pittsford Victor Rd. Bldg. 200 Suite 360, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Upstate Professional Planning Services	Pittsford	NY	01/2024	Present
West Pharmaceutical Services, Inc.	Scottsdale	AZ	07/2020	12/2023
Archwood, Inc.	Rochester	NY	06/2015	06/2020
Lpl Financial Llc	Pittsford	NY	08/2024	Present

01/2024 → Present

Upstate Professional Planning Services

Pittsford, NY
07/2020 → 12/2023

West Pharmaceutical Services, Inc.

Scottsdale, AZ
06/2015 → 06/2020

Archwood, Inc.

Rochester, NY
08/2024 → Present

Lpl Financial Llc

Pittsford, NY

Other Businesses

1- 08/2024 - UPSTATE PROFESSIONAL PLANNING SERVICES - DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location. 2- 08/2024 - Broderick Laese / Real Estate Rental / Investment Related / 3 hrs mth / Scottsdale, AZ / Start date: 01/01/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-20

S66 Uniform Combined State Law Examination

2024-11-20

Other Names

Brody Laese

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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