Best Investors Account Sign in

Micah James Broome

Charles Schwab & Co., Inc.

Orlando, FL

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-09
  • FL RA
    APPROVED
    Since 2025-06-09

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alight Solutions Orlando FL 07/2020 03/2024
Publix Supermarkets Oviedo FL 09/2015 09/2020
Charles Schwab & Co., Inc Orlando FL 03/2024 Present
  • 07/2020 → 03/2024
    Alight Solutions
    Orlando, FL
  • 09/2015 → 09/2020
    Publix Supermarkets
    Oviedo, FL
  • 03/2024 → Present
    Charles Schwab & Co., Inc
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-06
S63 Uniform Securities Agent State Law Examination 2024-07-30
  • S66 Uniform Combined State Law Examination
    2025-06-06
  • S63 Uniform Securities Agent State Law Examination
    2024-07-30

View on SEC IAPD

More in Orlando, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor