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Aubrey Philip Rhys Williams

Open Path Financial

Goleta, CA

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Current Employers
Open Path Financial

5661 Ekwill St. Suite 101, Goleta, CA 93117-3943 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-24
  • CA RA
    APPROVED
    Since 2024-04-24

Branch Locations

5661 Ekwill St. Suite 101, Goleta, CA 93117-3943 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raytheon Technologies, Inc. Goleta CA 02/2021 04/2025
Lockheed Martin Corporation Goleta CA 04/2004 01/2021
Open Path Financial, Llc Goleta CA 01/2000 Present
Open Path Education Goleta CA 08/2025 Present
  • 02/2021 → 04/2025
    Raytheon Technologies, Inc.
    Goleta, CA
  • 04/2004 → 01/2021
    Lockheed Martin Corporation
    Goleta, CA
  • 01/2000 → Present
    Open Path Financial, Llc
    Goleta, CA
  • 08/2025 → Present
    Open Path Education
    Goleta, CA
Other Businesses

Name of business: Open Path Education Investment-related: no Address: 5661 Ekwill St., Suite 101, Goleta, CA 93117 Nature of the other business: financial literacy education Position: Chief Executive Officer Title: Chief Executive Officer Start date: 08/01/2025 Hours/month devoted to other business: 16 Hours/month devoted to other business during securities trading hours: 8 hours per month. I live in Pacific Time Zone so trading hours are 6:30am - 1:00pm M-F. I spend approximately 10% of my time on Open Path Education, 10% x 160 hours per month = 16 hours per month, and this is spread evenly across the day, therefore because the trading day is 6:30am -1:00pm M-F I spend half of the 16 hours per month on Open Path Education or 8 hours per month. Duties: public speaking at financial independence conferences, creating video and audio recordings for financial literacy education, being interviewed on podcasts and for written media.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-01-27

View on SEC IAPD

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