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James S Bricker

Wells Fargo Clearing Services, LLC

Pensacola, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-23
TX RA APPROVED 2025-12-23
  • FL RA
    APPROVED
    Since 2025-12-23
  • TX RA
    APPROVED
    Since 2025-12-23

Branch Locations

125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pensacola FL 01/2024 Present
Unemployed Pensacola FL 08/2023 12/2023
Dhc Of Nwfl Pensacola FL 08/2023 08/2023
Unemployed Pensacola FL 04/2023 08/2023
Navy Federal Credit Union Pensacola FL 03/2015 04/2023
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    Pensacola, FL
  • 08/2023 → 12/2023
    Unemployed
    Pensacola, FL
  • 08/2023 → 08/2023
    Dhc Of Nwfl
    Pensacola, FL
  • 04/2023 → 08/2023
    Unemployed
    Pensacola, FL
  • 03/2015 → 04/2023
    Navy Federal Credit Union
    Pensacola, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-19
  • S66 Uniform Combined State Law Examination
    2025-12-19

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

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