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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-10-02
  • WA RA
    APPROVED
    Since 2025-10-02

Branch Locations

123 Bellevue Way N.E., Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Bellevue WA 09/2025 Present
J.P. Morgan Securities Llc Bellevue WA 09/2025 Present
Men's Warehouse Bellevue WA 04/2022 Present
Bank Of America Seattle WA 09/2024 04/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 09/2024 03/2025
Key Bank Seattle WA 09/2022 09/2024
Key Investment Services Seattle WA 01/2024 08/2024
The Gap Bellevue WA 03/2022 04/2022
Unemployed Karachi 01/2022 02/2022
Pie In The Sky Karachi 10/2020 12/2021
Unemployed Karachi 08/2020 09/2020
Deloitte Touche Tohmatsu Ltd. Karachi 06/2019 07/2020
Rascons Financial Services Karachi 01/2017 05/2019
Unemployed Karachi 09/2015 12/2016
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Bellevue, WA
  • 09/2025 → Present
    Bellevue, WA
  • 04/2022 → Present
    Men's Warehouse
    Bellevue, WA
  • 09/2024 → 04/2025
    Bank Of America
    Seattle, WA
  • 09/2024 → 03/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
  • 09/2022 → 09/2024
    Key Bank
    Seattle, WA
  • 01/2024 → 08/2024
    Key Investment Services
    Seattle, WA
  • 03/2022 → 04/2022
    The Gap
    Bellevue, WA
  • 01/2022 → 02/2022
    Unemployed
    Karachi
  • 10/2020 → 12/2021
    Pie In The Sky
    Karachi
  • 08/2020 → 09/2020
    Unemployed
    Karachi
  • 06/2019 → 07/2020
    Deloitte Touche Tohmatsu Ltd.
    Karachi
  • 01/2017 → 05/2019
    Rascons Financial Services
    Karachi
  • 09/2015 → 12/2016
    Unemployed
    Karachi
Other Businesses

Entity Name: Men's Warehouse Investment related: No Address: 550 106th Ave NE Bellevue, Washington, 98004 Nature of the other business: Retail Position/Title/Relationship: Employee/Contractor Start Date: 04/06/2022 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Execute the benchmark selling behaviors that have proven so effective within our team selling environment and use our resources to maximize each customer's shopping experience, while building a solid customer base and helping your store location to excel. Learn and demonstrate our benchmark retail selling techniques on a consistent basis with customers Make appropriate recommendations for required alterations to customers and communicate effectively with tailors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-29
S63 Uniform Securities Agent State Law Examination 2024-07-01
  • S65 Uniform Investment Adviser Law Examination
    2025-05-29
  • S63 Uniform Securities Agent State Law Examination
    2024-07-01
Other Names
  • Mughees Alam Khan
  • Mughees A Khan

View on SEC IAPD

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