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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-03
  • NJ RA
    APPROVED
    Since 2022-11-03

Branch Locations

Fair Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Plainsboro NJ 10/2010 10/2022
Allspring Funds Distributor, Llc. Charlotte NC 10/2022 Present
Allspring Funds Management, Llc. San Francisco CA 10/2022 Present
  • 10/2010 → 10/2022
    Blackrock Investments, Llc
    Plainsboro, NJ
  • 10/2022 → Present
    Allspring Funds Distributor, Llc.
    Charlotte, NC
  • 10/2022 → Present
    San Francisco, CA
Previous Registrations
Other Businesses

GN Management, LLC- investment related as it holds real estate rental properties 112 Church Street, Fair Haven NJ 07704 I am a Registered Agent June 17, 2020 <30 minutes per month, none during securities trading hours I am a partial owner of the real estate properties SN Capital, LLC- investment related as it holds real estate rental properties 112 Church Street, Fair Haven NJ 07704 I am a Registered Agent Start date - July 1, 2021 <30 minutes per month, none during securities trading hours I am a partial owner of the real estate properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-02
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S66 Uniform Combined State Law Examination
    2010-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31
Other Names
  • Noah Kroll

View on SEC IAPD

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