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Thomas Groves

LPl Financial LLC

Wray, CO

Austin, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-09
TX RA APPROVED 2025-07-09
  • CO RA
    APPROVED
    Since 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

Wray, CO • United States

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Navy Silverdale WA 06/2013 11/2023
Your Financial Pharmacist Planning, Llc New Albany OH 01/2024 03/2025
Lpl Financial Llc Austin TX 06/2025 Present
  • 06/2013 → 11/2023
    U.S. Navy
    Silverdale, WA
  • 01/2024 → 03/2025
    Your Financial Pharmacist Planning, Llc
    New Albany, OH
  • 06/2025 → Present
    Lpl Financial Llc
    Austin, TX
Previous Registrations
  • 2024-01-18 → 2025-03-31
    Yfp Wealth
    Greeley, CO
    New Albany, OH
    Windsor, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-18
  • S65 Uniform Investment Adviser Law Examination
    2022-03-18
Designations
Other Names
  • Thomas Byron Groves
  • Tom Groves

View on SEC IAPD

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