Andrew Morrison Brooks

Ubs Financial Services Inc.

Charlestown , MA

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-10-24
TX	RA	APPROVED	2025-10-21

CT RA
APPROVED

Since 2025-10-24
TX RA
APPROVED

Since 2025-10-21

Branch Locations

Charlestown , MA • United States

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Wellesley	MA	01/2024	Present
Zoominfo	Waltham	MA	02/2023	08/2023
Reveneer Inc	Lexington	MA	12/2020	01/2023
Fedex	Worcester	MA	10/2020	12/2020
Providence College	Providence	RI	08/2015	05/2019
Unemployed	Worcester	MA	08/2023	12/2023
Lindon Group	Providence	RI	07/2019	10/2019
Unemployed	Worcester	MA	11/2019	10/2020

01/2024 → Present

Ubs Financial Services

Wellesley, MA
02/2023 → 08/2023

Zoominfo

Waltham, MA
12/2020 → 01/2023

Reveneer Inc

Lexington, MA
10/2020 → 12/2020

Fedex

Worcester, MA
08/2015 → 05/2019

Providence College

Providence, RI
08/2023 → 12/2023

Unemployed

Worcester, MA
07/2019 → 10/2019

Lindon Group

Providence, RI
11/2019 → 10/2020

Unemployed

Worcester, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-21

S66 Uniform Combined State Law Examination

2025-10-21

View on SEC IAPD

More in Charlestown, MA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor