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Richard Becker Garnett

Ubs Financial Services Inc.

Richmond, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-08
  • VA RA
    APPROVED
    Since 2026-06-08

Branch Locations

951 East Byrd Street, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Brick Richmond VA 05/2021 08/2021
Collegiate School Richmond VA 08/2015 05/2023
Pennsylvania State University State College PA 08/2023 Present
Ubs Financial Services, Inc Richmond VA 07/2024 Present
  • 05/2021 → 08/2021
    Southern Brick
    Richmond, VA
  • 08/2015 → 05/2023
    Collegiate School
    Richmond, VA
  • 08/2023 → Present
    Pennsylvania State University
    State College, PA
  • 07/2024 → Present
    Ubs Financial Services, Inc
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-08
  • S66 Uniform Combined State Law Examination
    2026-06-08

View on SEC IAPD

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BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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