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Samuel Locke

Ameriprise Financial Services, LLC

Minneapolis, MN

Scandia, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-04-26
  • MN RA
    APPROVED
    Since 2024-04-26

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Scandia, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 01/2024 Present
Forest Lake High School Forest Lake MN 06/2015 06/2019
Bethel University St. Paul MN 06/2019 12/2023
A&E Conrad Minneapolis MN 06/2019 08/2020
Bethel University St. Paul MN 08/2019 12/2021
  • 01/2024 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 06/2015 → 06/2019
    Forest Lake High School
    Forest Lake, MN
  • 06/2019 → 12/2023
    Bethel University
    St. Paul, MN
  • 06/2019 → 08/2020
    A&E Conrad
    Minneapolis, MN
  • 08/2019 → 12/2021
    Bethel University
    St. Paul, MN
Other Businesses

Real Estate Ownership; Multi-Family; 318 7th ave ne, , minneapolis, MN, 55413; Not Investment-Related; 06/14/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
  • S66 Uniform Combined State Law Examination
    2024-04-22
Other Names
  • Samuel Locke
  • Sam Locke
  • Samuel James Locke
  • Samuel Locke

View on SEC IAPD

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