Best Investors Account Sign in

David Thomas Morcom

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Jacksonville, FL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-06-16
TX RA APPROVED 2003-06-12
  • FL RA
    APPROVED
    Since 2003-06-16
  • TX RA
    APPROVED
    Since 2003-06-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd Wealth Management Client Care, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 02/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-06
S63 Uniform Securities Agent State Law Examination 1999-05-17
  • S66 Uniform Combined State Law Examination
    2003-06-06
  • S63 Uniform Securities Agent State Law Examination
    1999-05-17
Other Names
  • David T Morcom

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor