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Nicholas D Johnson

Cwm, LLC

Omaha, NE

Bloomington, MN

Orlando, FL

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-26
MN RA APPROVED 2026-01-08
  • FL RA
    APPROVED
    Since 2026-01-26
  • MN RA
    APPROVED
    Since 2026-01-08

Branch Locations

14600 Branch St., Omaha, NE 68154 • United States

Bloomington, MN • United States

7380 W. Sand Lake Road, Suite 500 Ne, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfm Insurance Bloomington MN 09/2019 02/2024
Viking Automatic Sprinkler Saint Paul MN 02/2012 09/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2024 10/2025
Northwestern Mutual Investment Services Llc Edina MN 04/2024 10/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2024 10/2025
Carson Wealth Orlando FL 10/2025 01/2026
Carson Wealth Orlando FL 01/2026 Present
Cwm, Llc Omaha NE 01/2026 Present
  • 09/2019 → 02/2024
    Sfm Insurance
    Bloomington, MN
  • 02/2012 → 09/2019
    Viking Automatic Sprinkler
    Saint Paul, MN
  • 01/2024 → 10/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2024 → 10/2025
    Northwestern Mutual Investment Services Llc
    Edina, MN
  • 10/2024 → 10/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2025 → 01/2026
    Carson Wealth
    Orlando, FL
  • 01/2026 → Present
    Carson Wealth
    Orlando, FL
  • 01/2026 → Present
    Omaha, NE
Other Businesses

1. 24 Golf, Not Investment-related, 1565 Cliff Rd , 2, Eagan, MN, USA, Coach and helper, Start Date: 12/27/2023, 6 hrs per week, 0 trading hrs per week, Indoor Golf, Duties: Assist golfers with technology housekeeping and coaching. 2. Level Eight LLC, Investment-related, 1555 Quarry Rd, 138, Eagan, MN, USA, 50% Owner, Start Date: 08/01/2020, 2 hrs per week, 0 trading hrs per week, Real Estate Rentals, Duties: Strategy and maintenance. 2. MEMBER ASSISTANT, INDOOR GOLF SUMULATOR, 1565 CLIFF RD, #2, EAGAN, , MINNESOTA, 55122, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 04/30/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER ASSISTANCE, VISITOR TOURS, TROUBLESHOOTING, CLEANING, ETC. non investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-22
S63 Uniform Securities Agent State Law Examination 2024-09-27
  • S65 Uniform Investment Adviser Law Examination
    2025-12-22
  • S63 Uniform Securities Agent State Law Examination
    2024-09-27
Other Names
  • Nick Johnson

View on SEC IAPD

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