Anson Chen

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-01-22

CA RA
APPROVED

Since 2024-01-22

Branch Locations

Arcadia, CA • United States

177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Target	Goleta	CA	04/2021	05/2023
Unemployed	N/A	CA	06/2020	04/2021
Tropicana Student Living	Goleta	CA	10/2019	06/2020
Unemployed	N/A	CA	12/2013	10/2019
Gwn Securities, Inc.	Palm Beach Gardens	FL	01/2024	Present
Unemployed	Goleta	CA	05/2023	01/2024

04/2021 → 05/2023

Target

Goleta, CA
06/2020 → 04/2021

Unemployed

N/A, CA
10/2019 → 06/2020

Tropicana Student Living

Goleta, CA
12/2013 → 10/2019

Unemployed

N/A, CA
01/2024 → Present

Gwn Securities, Inc.

Palm Beach Gardens, FL
05/2023 → 01/2024

Unemployed

Goleta, CA

Other Businesses

INSURANCE POSITION: registered representative NATURE: Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/02/2024 ADDRESS: 177 E Colorado Blvd, Ste 200 Pasadena, CA 91105, United States DESCRIPTION: Insurance sales to customers. LA PENSION PLANNERS POSITION: registered representative NATURE: financial services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2024 ADDRESS: 177 E Colorado Blvd, Ste 200 Pasadena, CA 91105, United States DESCRIPTION: financial services/ DBA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-03

S66 Uniform Combined State Law Examination

2023-10-03