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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • IL RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-24
TX RA APPROVED 2025-01-24
  • IL RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED
    Since 2025-01-24

Branch Locations

701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 01/2024 01/2025
Rest Management Group, Llc Arlington TX 12/2006 08/2021
Unemployed Elmhurst IL 09/2021 12/2023
Morgan Stanley Private Bank, N.A New York NY 03/2024 01/2025
Rockefeller Financial Llc Oak Brook IL 01/2025 Present
Rockefeller Capital Management Oak Brook IL 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 01/2024 → 01/2025
    Chicago, IL
  • 12/2006 → 08/2021
    Rest Management Group, Llc
    Arlington, TX
  • 09/2021 → 12/2023
    Unemployed
    Elmhurst, IL
  • 03/2024 → 01/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 01/2025 → Present
    Oak Brook, IL
  • 01/2025 → Present
    Oak Brook, IL
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-22
  • S66 Uniform Combined State Law Examination
    2024-03-22
Other Names
  • Manu Lail

View on SEC IAPD

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