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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 01/2024 | 01/2025 |
| Rest Management Group, Llc | Arlington | TX | 12/2006 | 08/2021 |
| Unemployed | Elmhurst | IL | 09/2021 | 12/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2024 | 01/2025 |
| Rockefeller Financial Llc | Oak Brook | IL | 01/2025 | Present |
| Rockefeller Capital Management | Oak Brook | IL | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
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