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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-07-19 |
| TX | RA | APPROVED_RES | 2021-07-15 |
Branch Locations
201 Washington St Ste 300, Boston, MA 02108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Providence | RI | 10/2009 | 09/2019 |
| Unemployed | Cranston | RI | 09/2019 | 01/2020 |
| G.A. Repple & Company | Casselberry | FL | 01/2020 | Present |
| Lpl Financial, Llc | Cranston | RI | 07/2021 | Present |
1. 9/14/2021 - RI Magicguy - Not Investment Related - Home Based - Other-TCGplayer seller account - Owner - Started 04/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Sales of Magic the Gathering cards through tcgplayer.com.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-16 |
| S66 | Uniform Combined State Law Examination | 2000-05-16 |
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