Carl Baton

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-31
RI	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Beth Israel Deaconess	Milton	MA	12/2020	10/2021
Rhode Island Surf Co	Westerly	RI	10/2018	10/2019
Charlestown Ems	Charlestown	RI	01/2016	01/2017
Commercial Fishing Poin Judith Rhode Island	Narragansett	RI	01/2013	01/2020
Attensi	Boston	MA	06/2022	06/2023
Unemployed	Charlestown	RI	10/2021	05/2022
Unemployed	Charlestown	RI	10/2020	12/2020
Unemployed	Charlestown	RI	06/2023	12/2023
Fidelity Investments	Smithfeild	RI	12/2023	Present
Community College Of Rhode Island	West Warwick	RI	06/2013	12/2016
University Of Rhode Island	Kingston	RI	06/2016	12/2020
Fidelity Investments	Boston	MA	03/2025	Present

12/2020 → 10/2021

Beth Israel Deaconess

Milton, MA
10/2018 → 10/2019

Rhode Island Surf Co

Westerly, RI
01/2016 → 01/2017

Charlestown Ems

Charlestown, RI
01/2013 → 01/2020

Commercial Fishing Poin Judith Rhode Island

Narragansett, RI
06/2022 → 06/2023

Attensi

Boston, MA
10/2021 → 05/2022

Unemployed

Charlestown, RI
10/2020 → 12/2020

Unemployed

Charlestown, RI
06/2023 → 12/2023

Unemployed

Charlestown, RI
12/2023 → Present

Fidelity Investments

Smithfeild, RI
06/2013 → 12/2016

Community College Of Rhode Island

West Warwick, RI
06/2016 → 12/2020

University Of Rhode Island

Kingston, RI
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-03
S63	Uniform Securities Agent State Law Examination	2024-04-15