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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
NC RA APPROVED 2025-01-24
  • TX RA
    APPROVED
    Since 2026-07-15
  • NC RA
    APPROVED
    Since 2025-01-24

Branch Locations

1 Sfc Son Tay Rd, Fort Bragg, NC 28310 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Fayetteville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 12/2023 01/2025
U.S. Army Fort Liberty NC 08/2001 07/2024
First Command Brokerage Services, Inc. Fort Worth TX 01/2025 Present
First Command Advisory Services, Inc. Fort Worth TX 01/2025 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2025 Present
  • 12/2023 → 01/2025
    First Command Brokerage Services
    Fort Worth, TX
  • 08/2001 → 07/2024
    U.S. Army
    Fort Liberty, NC
  • 01/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2025 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 01/2025 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: U.S. Army ; Whether the business is investment-related: No ; Address of the other business: HQ, USASOC Fort Liberty, NC 28310 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Senior Preventive Medicine NCO ; The start date of your relationship: 8/1/2001 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Strategetic advisor to United States Special Operations Command for Public Health initiatives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-19
S63 Uniform Securities Agent State Law Examination 2024-07-02
  • S66 Uniform Combined State Law Examination
    2024-12-19
  • S63 Uniform Securities Agent State Law Examination
    2024-07-02

View on SEC IAPD

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