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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
| CT | RA | APPROVED | 2025-07-29 |
| NY | RA | APPROVED | 2025-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gurneys Resorts & Marina | Newport | RI | 03/2021 | 09/2022 |
| Equitable Advisors, Llc | New York | NY | 12/2023 | 07/2025 |
| Field Of Dreams Preschool | Slate Hill | NY | 06/2017 | 09/2020 |
| Pennings Cidery | Warwick | NY | 08/2023 | 12/2023 |
| Feast @ Round Hill | Washington | NY | 08/2023 | 10/2023 |
| Salve Regina University | Newport | RI | 09/2017 | 12/2022 |
| Newport Boys And Girls Club | Newport | RI | 02/2021 | 04/2021 |
| John S. Burke High School | Goshen | NY | 09/2015 | 09/2017 |
| Unemployed | Slate Hill | NY | 01/2023 | 07/2023 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-28 |
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