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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-12
  • NY RA
    APPROVED
    Since 2025-09-12

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

1120 E Boston Post Rd, Mamaroneck , NY 10543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Recess Hopewell Junction NY 05/2022 12/2023
Diba Industries Danbury CT 06/2021 12/2021
Adams Fairacre Farms Fishkill NY 06/2016 11/2020
Unemployed Full Time Education Baltimore MD 08/2019 09/2021
Full Time Education Binghamton NY 01/2022 05/2023
Finesco Associates Brewster NY 12/2023 07/2025
Osaic Wealth, Inc. Brewster NY 10/2024 07/2025
Wells Fargo Clearing Services, Llc Melville NY 07/2025 Present
  • 05/2022 → 12/2023
    Recess
    Hopewell Junction, NY
  • 06/2021 → 12/2021
    Diba Industries
    Danbury, CT
  • 06/2016 → 11/2020
    Adams Fairacre Farms
    Fishkill, NY
  • 08/2019 → 09/2021
    Unemployed Full Time Education
    Baltimore, MD
  • 01/2022 → 05/2023
    Full Time Education
    Binghamton, NY
  • 12/2023 → 07/2025
    Finesco Associates
    Brewster, NY
  • 10/2024 → 07/2025
    Osaic Wealth, Inc.
    Brewster, NY
  • 07/2025 → Present
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12

View on SEC IAPD

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