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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-03-04
TX RA APPROVED_RES 2004-07-23
  • GA RA
    APPROVED
    Since 2008-03-04
  • TX RA
    APPROVED_RES
    Since 2004-07-23

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 02/1999 Present
Bank Of America, N.A. Atlanta GA 05/2015 Present
Other Businesses

I*960276, Name of OBA: DOE PRIVATE BOAT CHARTERING Address: Nassau Bahamas Investment Related: No Position, Title, Association: Owner Employee Start Date: 8/22/2022 No Hours: 12 Yearly No Hours during trading: 0 Duties: No responsibilities in day to day activities I*1543258For profit or not for profit: Entity For Profit Name of outside business organization: BULLDOG WORLD TRAVEL Investment related: N Address of business: ATLANTA, Georgia, 30363, United States Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 10/20/2023 Hrs devoted: 2 hrs wkly Hrs devoted during trading hours: 0 Duties: TRAVEL AGENT I*1843283, Entity Type: Entity Charitable, Name of OBA: HUDSON STREET FOUNDATION. Address: Hartsville, SC, 29551, Investment Related: No, Position, Title, Association: Officer, Employee Start Date: 06/01/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: CEO. I*446692, Entity Type Entity For Profit, Name of OBA: PISTEUO FREIGHT Address: ATLANTAFlorida 30363 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/06/2018No Hours: 1 monthly No Hours during trading: 0 Duties: PART OWNER- I'M FINANCING THE COMPANY. I HAVE A TEAM WHO IS GOING TO RUN THE DAY TO DAY BUSINESS. THE COMPANY WILL BE SHIPPING ALL TYPES OF FRIEGHT USING DRY VAN, TANKER, FLAT BED, REEFER UNITS. I.E. PRODUCE, BOXES, BAKING GOODS, ETC. INTERSTATE I*1936264, Entity Type Entity For Profit, Name of OBA:CSJ LEGACY LLC Address: JACKSONVILLE Florida32246 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 07/17/2024No Hours: 2 monthly No Hours during trading: 0 Duties: Child care center. no day to day responsibilites I *2049309, Entity Type: Entity For Profit Name of OBA: AETHER GLOBAL HOLDINGS LLC Address: Atlanta, GA 30350 Investment Related: N Position, Title, Association: Officer Employee Start Date: 07/22/2024 No Hours: 4 No Hours during trading: 0 Duties: DRONE BUSINESS, FLYING DRONES I*: 2076315 Entity Type: Entity For Profit Name of OBA: HBCU HAUTE Address: ATLANTA, GA 30309 Investment Related: No Position, Title, Association: Officer Employee Start Date: 08/18/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: OWNER RESELL CLOTHING BRAND I*: 2077270 Entity Type: Entity For Profit Name of OBA: NICKELSON AUTOMOTIVE GROUP Address: MARIETTA, GA 30067 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/26/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: OWNER USED CAR DEALERSHIP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-25
S63 Uniform Securities Agent State Law Examination 1999-05-19
  • S66 Uniform Combined State Law Examination
    2008-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-05-19
Other Names
  • Norman M Doe
  • Norm Doe
  • Norman Maurice Doe

View on SEC IAPD

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