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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-07-18
  • OR RA
    APPROVED
    Since 2024-07-18

Branch Locations

5885 Meadows Road Suite 820, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor, Inc. Portland OR 12/2023 Present
Principal Financial Group Portland OR 10/2010 12/2023
Principal Asset Management Portland OR 07/2024 Present
  • 12/2023 → Present
    Principal Funds Distributor, Inc.
    Portland, OR
  • 10/2010 → 12/2023
    Principal Financial Group
    Portland, OR
  • 07/2024 → Present
    Portland, OR
Other Businesses

1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) Board Member of Mustard Seed Thrift Store in Portland, Oregon (Part of All Saints Episcopal Church). Responsibilities include discussing and approving spending funds generated by the store on church events. Approximately 1 hour/month, 0 during trading hours. No compensation. Effective 11/02/2025. 3) Vestry Member - All Saints Episcopal Church in Portland, OR. Oversee church budget and strategic planning. Approximately 2 hours/month, 0 during trading. No compensation. Effective 01/26/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-25
  • S66 Uniform Combined State Law Examination
    2024-06-25
Other Names
  • Yolanda Evet Reyes

View on SEC IAPD

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