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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-07-18 |
Branch Locations
5885 Meadows Road Suite 820, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc. | Portland | OR | 12/2023 | Present |
| Principal Financial Group | Portland | OR | 10/2010 | 12/2023 |
| Principal Asset Management | Portland | OR | 07/2024 | Present |
1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates. 2) Board Member of Mustard Seed Thrift Store in Portland, Oregon (Part of All Saints Episcopal Church). Responsibilities include discussing and approving spending funds generated by the store on church events. Approximately 1 hour/month, 0 during trading hours. No compensation. Effective 11/02/2025. 3) Vestry Member - All Saints Episcopal Church in Portland, OR. Oversee church budget and strategic planning. Approximately 2 hours/month, 0 during trading. No compensation. Effective 01/26/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-25 |
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