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Daniel Sorger

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-21
TX RA APPROVED 2023-12-21
  • CA RA
    APPROVED
    Since 2023-12-21
  • TX RA
    APPROVED
    Since 2023-12-21

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Los Angeles CA 11/2023 Present
Jpmorgan Securities Llc Los Angeles CA 11/2023 Present
Sorger & Co Llc Los Angeles CA 09/2017 11/2023
Setpoint Technologies Inc Los Angeles CA 03/2022 01/2023
Google Llc Los Angeles CA 03/2020 03/2022
Macquarie Capital Markets London 04/2014 11/2017
  • 11/2023 → Present
    Jpmorgan Chase Bank, Na
    Los Angeles, CA
  • 11/2023 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 09/2017 → 11/2023
    Sorger & Co Llc
    Los Angeles, CA
  • 03/2022 → 01/2023
    Setpoint Technologies Inc
    Los Angeles, CA
  • 03/2020 → 03/2022
    Google Llc
    Los Angeles, CA
  • 04/2014 → 11/2017
    Macquarie Capital Markets
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
  • S66 Uniform Combined State Law Examination
    2023-12-21

View on SEC IAPD

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