William Harmer

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-01-23

MA RA
APPROVED

Since 2026-01-23

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Westfield	NJ	01/2009	12/2023
Northwestern Mutual Life Insurance Company	Milwaukee	WI	12/2023	05/2025
Northwestern Mutual Investment Services Llc	Wellesley	MA	07/2024	05/2025
Northwestern Mutual Wealth Management Company	Milwaukee	WI	09/2024	05/2025
Lpl Enterprise, Llc	Marlborough	MA	05/2025	Present

01/2009 → 12/2023

Unemployed

Westfield, NJ
12/2023 → 05/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
07/2024 → 05/2025

Northwestern Mutual Investment Services Llc

Wellesley, MA
09/2024 → 05/2025

Northwestern Mutual Wealth Management Company

Milwaukee, WI
05/2025 → Present

Lpl Enterprise, Llc

Marlborough, MA

Other Businesses

1) 04/07/2025-William Harmer-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Waltham, MA-Start date 04/07/2025-160hrs/mth-160hrs/mth during trading 2) 04/07/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/07/2025-160hrs/mth-160hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-12
S63	Uniform Securities Agent State Law Examination	2024-04-25

S66 Uniform Combined State Law Examination

2026-01-12
S63 Uniform Securities Agent State Law Examination

2024-04-25

Other Names

William Harmer
William Harmer
Will Harmer

View on SEC IAPD