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Hui-Chiung Tseng

Halcyon Investment Advisor

Los Angeles, CA

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Current Employers
Halcyon Investment Advisor

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-29

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Asset Management (Taiwan) Taipei 03/2018 05/2023
Cl Securities Taiwan (Affiliate Of Clsa) Taipei 06/2015 02/2017
Halcyon Investment Advisor Los Angeles CA 11/2023 Present
Self Employed Taipei 03/2017 02/2018
Self Employed Taipei 06/2023 10/2023
  • 03/2018 → 05/2023
    Jpmorgan Asset Management (Taiwan)
    Taipei
  • 06/2015 → 02/2017
    Cl Securities Taiwan (Affiliate Of Clsa)
    Taipei
  • 11/2023 → Present
    Los Angeles, CA
  • 03/2017 → 02/2018
    Self Employed
    Taipei
  • 06/2023 → 10/2023
    Self Employed
    Taipei
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-17
  • S65 Uniform Investment Adviser Law Examination
    2023-08-17
Other Names
  • Joelian Tseng

View on SEC IAPD

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