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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Asset Management (Taiwan) | Taipei | 03/2018 | 05/2023 | |
| Cl Securities Taiwan (Affiliate Of Clsa) | Taipei | 06/2015 | 02/2017 | |
| Halcyon Investment Advisor | Los Angeles | CA | 11/2023 | Present |
| Self Employed | Taipei | 03/2017 | 02/2018 | |
| Self Employed | Taipei | 06/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-17 |
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