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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-19
IL RA APPROVED 2026-07-08
  • TX RA
    APPROVED
    Since 2026-08-19
  • IL RA
    APPROVED
    Since 2026-07-08

Branch Locations

33 N Dearborn St, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Urbana IL 03/2010 05/2026
Campus Garage And Carpool Champaign IL 09/2022 05/2024
Tru Blades Chicago IL 05/2018 03/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2024 06/2026
Northwestern Mutual Investment Services Llc Chicago IL 06/2025 06/2026
Trent Mausser Chicago IL 11/2023 02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2026 Present
University Of Illinois Champaign IL 03/2026 05/2026
University Of Illinois Urbana IL 03/2026 05/2026
Bank Of America, N.A. Chicago IL 07/2026 Present
  • 03/2010 → 05/2026
    Student
    Urbana, IL
  • 09/2022 → 05/2024
    Campus Garage And Carpool
    Champaign, IL
  • 05/2018 → 03/2020
    Tru Blades
    Chicago, IL
  • 02/2024 → 06/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2025 → 06/2026
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 11/2023 → 02/2024
    Trent Mausser
    Chicago, IL
  • 06/2026 → Present
    Chicago, IL
  • 03/2026 → 05/2026
    University Of Illinois
    Champaign , IL
  • 03/2026 → 05/2026
    University Of Illinois
    Urbana, IL
  • 07/2026 → Present
    Bank Of America, N.A.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-21
S63 Uniform Securities Agent State Law Examination 2025-10-14
  • S65 Uniform Investment Adviser Law Examination
    2026-01-21
  • S63 Uniform Securities Agent State Law Examination
    2025-10-14
Other Names
  • Dan Statam

View on SEC IAPD

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