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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-10-30
  • IA RA
    APPROVED
    Since 2018-10-30

Branch Locations

Davenport, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Advisors Davenport IA 06/2006 Present
Diversified Investors Securities Corp. Davenport IA 06/2006 Present
  • 06/2006 → Present
    Diversified Investment Advisors
    Davenport, IA
  • 06/2006 → Present
    Diversified Investors Securities Corp.
    Davenport, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-02
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2014-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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