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Rosana Nguyen

Covenant Wealth Advisors

Richmond, VA

Richmond, VA

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Current Employers
Covenant Wealth Advisors

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-11-20
  • VA RA
    APPROVED
    Since 2023-11-20

Branch Locations

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229 • United States

8001 Franklin Farms Drive Rm 208, Richmond, VA 23229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Richmond VA 08/2020 10/2023
Phillip Morris Usa Richmond VA 01/2019 08/2020
Philip Morris Usa Richmond VA 09/2017 12/2018
Altria Client Services Llc Richmond VA 01/2015 08/2017
Covenant Wealth Advisors Richmond VA 11/2023 Present
  • 08/2020 → 10/2023
    Unemployed
    Richmond, VA
  • 01/2019 → 08/2020
    Phillip Morris Usa
    Richmond, VA
  • 09/2017 → 12/2018
    Philip Morris Usa
    Richmond, VA
  • 01/2015 → 08/2017
    Altria Client Services Llc
    Richmond, VA
  • 11/2023 → Present
    Covenant Wealth Advisors
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-20
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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