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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-03-17
TX RA APPROVED 2024-10-01
  • VA RA
    APPROVED
    Since 2025-03-17
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Longfellow/Mclean Mclean VA 06/2014 06/2019
Ategra Capital Management Vienna VA 06/2022 07/2022
Sport And Health Mclean VA 06/2019 08/2019
Balduccis Market Mclean VA 06/2018 08/2018
Virginia Tech Blacksburg VA 08/2019 05/2023
Unemployed Mclean VA 05/2023 12/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2023 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 05/2024 Present
Tri-State Fireworks Mclean VA 06/2021 07/2021
Unemployed Mclean VA 03/2024 05/2024
Bank Of America, N.A. Columbia MD 06/2024 Present
  • 06/2014 → 06/2019
    Longfellow/Mclean
    Mclean, VA
  • 06/2022 → 07/2022
    Ategra Capital Management
    Vienna, VA
  • 06/2019 → 08/2019
    Sport And Health
    Mclean, VA
  • 06/2018 → 08/2018
    Balduccis Market
    Mclean, VA
  • 08/2019 → 05/2023
    Virginia Tech
    Blacksburg, VA
  • 05/2023 → 12/2023
    Unemployed
    Mclean, VA
  • 12/2023 → 03/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2024 → Present
    Columbia, MD
  • 06/2021 → 07/2021
    Tri-State Fireworks
    Mclean, VA
  • 03/2024 → 05/2024
    Unemployed
    Mclean, VA
  • 06/2024 → Present
    Bank Of America, N.A.
    Columbia, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2024-02-21
  • S66 Uniform Combined State Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2024-02-21
Other Names
  • Robert Leggett
  • Tucker Leggett
  • Tucker Leggett
  • Tucker Leggett
  • Robert Thomas Leggett

View on SEC IAPD

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