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Maria Rose Ratto

U.S. Bancorp Advisors, LLC

Oakland, CA

Alameda, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-13
  • CA RA
    APPROVED
    Since 2024-05-13

Branch Locations

1970 Franklin St, Oakland, CA 94612 • United States

Alameda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank N.A. Castro Valley CA 10/2013 11/2023
U.S. Bancorp Advisors, Llc Oakland CA 11/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-07
  • S66 Uniform Combined State Law Examination
    2024-05-07

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
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