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Current Employers
Guiding Wealth Management, Llc

2007 N. Collins Blvd Ste 503, Richardson, TX 75080 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-08
TX RA APPROVED 2024-07-04
  • VT RA
    APPROVED
    Since 2025-08-08
  • TX RA
    APPROVED
    Since 2024-07-04

Branch Locations

Burlington, VT • United States

2007 N. Collins Blvd Ste 503, Richardson, TX 75080 • United States

Elephant Corner Financial

Burlington, VT • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-03-18
  • VT RA
    APPROVED
    Since 2025-03-18

Branch Locations

Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson & Wales University Providence RI 07/2015 02/2024
Guiding Wealth, Llc Richardson TX 10/2023 Present
Elephant Corner Financial Llc Burlington VT 03/2025 Present
  • 07/2015 → 02/2024
    Johnson & Wales University
    Providence, RI
  • 10/2023 → Present
    Guiding Wealth, Llc
    Richardson, TX
  • 03/2025 → Present
    Elephant Corner Financial Llc
    Burlington, VT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-30
  • S65 Uniform Investment Adviser Law Examination
    2023-11-30

View on SEC IAPD

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