Connor Paik

Ubs Financial Services Inc.

Jersey City, NJ

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-03
NY	RA	APPROVED	2024-06-17

NJ RA
APPROVED

Since 2025-09-03
NY RA
APPROVED

Since 2024-06-17

Branch Locations

Jersey City, NJ • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tommy Hilfiger	Woodbury	NY	08/2017	12/2017
Pacsun	Woodbury	NY	11/2018	01/2019
Capelli	Florida	NY	03/2019	06/2019
Bentley University	Waltham	MA	08/2019	12/2022
Nike	Woodbury	NY	11/2019	03/2020
Trillium Management Llc	New York	NY	06/2022	08/2022
Monroe-Woodbury	Monroe	NY	06/2013	06/2019
Unemployed	Moorseville	NC	01/2023	11/2023
Ubs Financial Services	New York	NY	11/2023	Present

08/2017 → 12/2017

Tommy Hilfiger

Woodbury, NY
11/2018 → 01/2019

Pacsun

Woodbury, NY
03/2019 → 06/2019

Capelli

Florida, NY
08/2019 → 12/2022

Bentley University

Waltham, MA
11/2019 → 03/2020

Nike

Woodbury, NY
06/2022 → 08/2022

Trillium Management Llc

New York, NY
06/2013 → 06/2019

Monroe-Woodbury

Monroe, NY
01/2023 → 11/2023

Unemployed

Moorseville, NC
11/2023 → Present

Ubs Financial Services

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-17

S66 Uniform Combined State Law Examination

2024-06-17

View on SEC IAPD

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