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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-28
  • CA RA
    APPROVED
    Since 2023-11-28

Branch Locations

925 West Georgia Street - 2100, Vancouver, B.C. V6C 3L2 • CANADA

Suite 750 - 45 O'COnnor St, Ottawa, Ontario K1P 1A4 • Canada

Ottawa, Ontario • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Ottawa, Ontario 06/2015 Present
Raymond James (Usa) Ltd. Ottawa, Ontario 11/2023 Present
Other Businesses

1. RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. KURT LUCIER IS LOCATED AT 45 O'CONNOR STREET, SUITE 750, OTTAWA, ON K1P 1A4 AND HAS BEEN EMPLOYED SINCE 2015/06/12. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "SENIOR WEALTH ADVISOR". HE DEVOTES 40 HOURS A WEEK TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. 2. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. KURT LUCIER IS LOCATED AT 45 O'CONNOR STREET, SUITE 750, OTTAWA, ON K1P 1A4 AND HAS BEEN LICENSED WITH RJFP SINCE 2015/09/11. HE IS A FULL-TIME EMPLOYEE/AGENT. HE DEVOTES 5 HOURS A WEEK TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING.

Designations

View on SEC IAPD

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