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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-11-29 |
Branch Locations
53 State Street, Suite 3801, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Bernstein | Boston | MA | 11/2023 | Present |
| Wellington Management Company | Boston | MA | 10/2016 | 10/2023 |
| Northeastern University | Boston | MA | 08/2014 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-20 |
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