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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-29
  • MA RA
    APPROVED
    Since 2023-11-29

Branch Locations

53 State Street, Suite 3801, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein Boston MA 11/2023 Present
Wellington Management Company Boston MA 10/2016 10/2023
Northeastern University Boston MA 08/2014 12/2016
  • 11/2023 → Present
    Alliance Bernstein
    Boston, MA
  • 10/2016 → 10/2023
    Wellington Management Company
    Boston, MA
  • 08/2014 → 12/2016
    Northeastern University
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-20
  • S63 Uniform Securities Agent State Law Examination
    2023-12-20
Designations
Other Names
  • Dan Shea

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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