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Elizabeth Anne Reff

Santa Barbara Management

Chicago, IL

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Current Employers
Santa Barbara Management

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-06
  • IL RA
    APPROVED
    Since 2026-05-06

Branch Locations

222 N. Lasalle Street Suite 625, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arete Wealth Management Llc Chicago IL 11/2023 04/2026
Golub Capital Chicago IL 09/2019 04/2026
Northern Trust Chicago IL 01/2018 09/2019
Student Franklin TN 08/2017 08/2018
Northern Trust Chicago IL 06/2017 08/2017
Student Franklin TN 08/2016 06/2017
Santa Barbara Management Chicago IL 04/2026 Present
  • 11/2023 → 04/2026
    Arete Wealth Management Llc
    Chicago, IL
  • 09/2019 → 04/2026
    Golub Capital
    Chicago, IL
  • 01/2018 → 09/2019
    Northern Trust
    Chicago, IL
  • 08/2017 → 08/2018
    Student
    Franklin, TN
  • 06/2017 → 08/2017
    Northern Trust
    Chicago, IL
  • 08/2016 → 06/2017
    Student
    Franklin, TN
  • 04/2026 → Present
    Santa Barbara Management
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-06
S63 Uniform Securities Agent State Law Examination 2024-02-16
  • S65 Uniform Investment Adviser Law Examination
    2026-05-06
  • S63 Uniform Securities Agent State Law Examination
    2024-02-16

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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