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Francisco Jose Romero Carrasquillo

Knights Of Columbus Asset Advisors LLC

Lincoln, NE

New Haven, CT

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Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-10
NE RA APPROVED 2023-11-17
  • FL RA
    APPROVED
    Since 2025-04-10
  • NE RA
    APPROVED
    Since 2023-11-17

Branch Locations

Lincoln, NE • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance Lincoln NE 08/2022 Present
St. Gregory The Great Seminary Seward NE 07/2017 Present
Ite Ad Thomam Institute Lincoln NE 03/2005 Present
Magnuson Hotel Lincoln NE 11/2016 06/2017
Knights Of Columbus Asset Advisors, Llc Lincoln NE 11/2023 Present
  • 08/2022 → Present
    Knights Of Columbus Insurance
    Lincoln, NE
  • 07/2017 → Present
    St. Gregory The Great Seminary
    Seward, NE
  • 03/2005 → Present
    Ite Ad Thomam Institute
    Lincoln, NE
  • 11/2016 → 06/2017
    Magnuson Hotel
    Lincoln, NE
  • 11/2023 → Present
    Lincoln, NE
Other Businesses

1. Business Name: Knights of Columbus Insurance Investment related: Yes. Address: 2034 Worthington Ave., Lincoln, NE 68502 Nature of Business: Life & Health Insurance Position/Title: Field Agent Start Date: 8/2022 Total hours per week: 20 Months per year: 12 Hours per day during securities trading: 3 hrs., two days per week. Duties: Insurance Sales. ---------------------------- 2. Business Name: St. Gregory the Great Seminary Investment related: No. Address: 800 Fletcher Rd., Seward, NE 68434 Nature of Business: Higher Education Position: Full Professor Title: Professor of Philosophy and Classics (employee) Start Date: 7/2017. Total hours per week: 15 Months per year: 9 Hours per day during securities trading: 3 hrs., three days per week. Duties: Teaching undergraduate courses. --------------------- 3. Business Name: Ite ad Thomam Institute Not investment related Address: 2043 Worthington Ave., Lincoln, NE 68502 Nature of Business: Freelance Academic Services Position/Title: Sole-Proprietor Start Date: 5/2005. Total hours per week: 5 Months per year: 12 Hours per day during securities trading: 0. Duties: Offering freelance academic services as contractor for various institutions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-16
  • S65 Uniform Investment Adviser Law Examination
    2023-11-16
Other Names
  • Francisco Jose Romero
  • Francisco Romero Carrasquillo

View on SEC IAPD

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