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One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-10 |
| NE | RA | APPROVED | 2023-11-17 |
Branch Locations
One Columbus Plaza, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Knights Of Columbus Insurance | Lincoln | NE | 08/2022 | Present |
| St. Gregory The Great Seminary | Seward | NE | 07/2017 | Present |
| Ite Ad Thomam Institute | Lincoln | NE | 03/2005 | Present |
| Magnuson Hotel | Lincoln | NE | 11/2016 | 06/2017 |
| Knights Of Columbus Asset Advisors, Llc | Lincoln | NE | 11/2023 | Present |
1. Business Name: Knights of Columbus Insurance Investment related: Yes. Address: 2034 Worthington Ave., Lincoln, NE 68502 Nature of Business: Life & Health Insurance Position/Title: Field Agent Start Date: 8/2022 Total hours per week: 20 Months per year: 12 Hours per day during securities trading: 3 hrs., two days per week. Duties: Insurance Sales. ---------------------------- 2. Business Name: St. Gregory the Great Seminary Investment related: No. Address: 800 Fletcher Rd., Seward, NE 68434 Nature of Business: Higher Education Position: Full Professor Title: Professor of Philosophy and Classics (employee) Start Date: 7/2017. Total hours per week: 15 Months per year: 9 Hours per day during securities trading: 3 hrs., three days per week. Duties: Teaching undergraduate courses. --------------------- 3. Business Name: Ite ad Thomam Institute Not investment related Address: 2043 Worthington Ave., Lincoln, NE 68502 Nature of Business: Freelance Academic Services Position/Title: Sole-Proprietor Start Date: 5/2005. Total hours per week: 5 Months per year: 12 Hours per day during securities trading: 0. Duties: Offering freelance academic services as contractor for various institutions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-16 |
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