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Indian Trail, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors, Llc/Tristate Financial Advisors | Charlotte | NC | 08/2023 | 01/2025 |
| Queen Charlottes Pimento Cheese | Charlotte | NC | 10/2017 | 06/2023 |
| The Butcher The Baker | Matthews | NC | 01/2005 | 10/2017 |
| The Abc Squared Llc | Indian Trail | NC | 01/2025 | Present |
| The Abc Squared Llc | Indian Trail | NC | 06/2023 | Present |
-independent licensed insurance agent -volunteers for a nonprofit, The Kaizen Foundation of North Carolina, which has a primary focus on financial literacy.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
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