Richard Kent Warfield

Current Employers

Employment History

• 11/2023 → 05/2024
  Ae Wealth Management, Llc
  Topeka, KS
• 05/2006 → Present
  Warfield & Company Cpas, Ltd
  Hudson, OH
• 11/2023 → Present
  H&W Financial Services, Llc
  Hudson, OH
• 07/2024 → Present
  Simplicity Wealth
  Summit, NJ

Previous Registrations

• 2023-11-14 → 2024-06-25
  Ae Wealth Management, Llc
  Hudson, OH

Other Businesses

Warfield & Company CPAs, LTD; Not Investment Related; 7153 Darrow Rd Hudson, OH 44236; Tax Preparation & Tax Consulting; CPA/Owner; 05/2006; Approx. 160hrs/Mo; Approx. 130hrs/Mo during Securities Trading Hours; Tax Preparation & Tax Consulting Services. Rotary District 6630 Organization, not investment related, P.O. Box 962 Hudson OH 44236 United States, Treasurer - Monthly financials to the board of directors, 01/07/2024, Hours per month devoted to business during trading hours 4, Hours per month devoted to business outside trading hours 6, Richard is the incoming Treasurer. North West Bank, investment related, Streetsboro Road Hudson OH 44236 United States, Advisory board member, Quarterly meetings held on-line, 01/20/2024, Hours per month devoted to business during trading hours 1, Hours per month devoted to business outside trading hours 1 member of the Northwest Bank Advisory Committee for the NE Ohio area. Rich attend four quarterly advisory meetings, he provides input on banking issues specific to the Hudson area. Rich's role is not as a board director but as a paid advisor, participating for up to 1.5 hours per quarter.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-21