Best Investors Account Sign in

Jason Paul Gaffney

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-03-17
  • NJ RA
    APPROVED
    Since 2006-03-17

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 1999-11-03
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    1999-11-03

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor