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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-07 |
| MI | RA | APPROVED | 2017-11-29 |
Branch Locations
142 Washington St, Manistee, MI 49660 • United States
223 N Grand, Schoolcraft, MI 49087 • United States
1076 E. Sternberg Rd, Norton Shores, MI 49444 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Schoolcraft | MI | 03/1999 | 11/2017 |
| Lpl Financial Llc | Schoolcraft | MI | 11/2017 | Present |
1. 12/12/2017 - River Financial Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/01/2017 - 175 Hours Per Month/175 During Securities Trading. 2. 10/11/2021 - River Financial Planners, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/04/2021 - 3 Hours Per Month During Securities Trading. 3. 11/21/2022 - JML Financial Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/06/2007 - 5 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-27 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-05 |
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