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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-22 |
| TX | RA | APPROVED | 2023-12-22 |
Branch Locations
3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Palo Alto | CA | 10/2023 | Present |
| Jpmorgan Securities Llc | Palo Alto | CA | 10/2023 | Present |
| Credit Suisse Hong Kong Ltd | Kowloon | 06/2011 | 10/2022 | |
| Unemployed | Mountain View | CA | 11/2022 | 09/2023 |
Entity Name: Clinova Ltd Investment related: No "Address: Clinova Ltd Internatioinal House George Curl Way Southampton S018 2RZ www.clinova.co.uk" Nature of the other business: Health Care Position/Title/Relationship: Owner/Partner Start Date: 10/16/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No connection to JPMC. I am a passive minority shareholder (equity stake of < 1%) direct personal investment in private company Clinova Ltd. (19 shares and 16 share options (35 in total) with an equity of 0.02% in Clinova Ltd.) Total GBP 12,350.00
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-22 |
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