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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-07-15
  • AK RA
    APPROVED
    Since 2024-07-15

Branch Locations

5740 Debarr Rd, Anchorage, AK 99504 • United States

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anchorage AK 10/2023 Present
Wells Fargo Bank, Na Anchorage AK 01/2022 Present
Camp Fire Alaska Anchorage AK 09/2013 03/2019
Alaska Unemployment Insurance Anchorage AK 03/2019 01/2022
  • 10/2023 → Present
    Anchorage, AK
  • 01/2022 → Present
    Wells Fargo Bank, Na
    Anchorage, AK
  • 09/2013 → 03/2019
    Camp Fire Alaska
    Anchorage, AK
  • 03/2019 → 01/2022
    Alaska Unemployment Insurance
    Anchorage, AK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-13
S63 Uniform Securities Agent State Law Examination 2024-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
  • S63 Uniform Securities Agent State Law Examination
    2024-04-11

View on SEC IAPD

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