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Amy Wood Garza

Heritage Asset Advisors Ltd., LLP

Houston, TX

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Current Employers
Heritage Asset Advisors Ltd., Llp

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-07-16
  • TX RA
    APPROVED
    Since 2007-07-16

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Asset Advisors Ltd., Llp Houston TX 07/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16

View on SEC IAPD

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