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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-10-03 |
| OH | RA | APPROVED | 2025-10-03 |
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
Cincinnati, OH • United States
100 Howe Drive, Covington, KY 41015-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Covington | KY | 10/2023 | Present |
| Brooksource | Cincinnati | OH | 06/2022 | 07/2023 |
| Compass Group Usa | Cincinnati | OH | 12/2021 | 09/2022 |
| Cleardefense Pest Control | Cincinnati | OH | 06/2021 | 08/2021 |
| Openexchange | Fairfield | CT | 06/2020 | 07/2021 |
| Sweet Ashleys Ice Cream | Norwalk | CT | 06/2017 | 08/2017 |
| Xavier University | Cincinnati | OH | 08/2018 | 05/2022 |
| St. Joseph High School | Trumbull | CT | 08/2014 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-08 |
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