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Karen Denise Ferrell

Verity Asset Management

Carrollton, TX

Durham, NC

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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-25
  • TX RA
    APPROVED
    Since 2023-10-25

Branch Locations

Carrollton, TX • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Asset Management Durham NC 10/2023 Present
Teacher'S Pension Coppell TX 10/2007 Present
Unify Child Placing Agency Grand Prairie TX 04/2013 10/2022
  • 10/2023 → Present
    Durham, NC
  • 10/2007 → Present
    Teacher'S Pension
    Coppell, TX
  • 04/2013 → 10/2022
    Unify Child Placing Agency
    Grand Prairie, TX
Other Businesses

1) Teacher's Pension and Insurance Services, Inc.; Not investment-related; Coppell, TX; Insurance agency; Agent; Insurance agent; 10/2007; 30 hours per month; 30 during market hours; Sell insurance and annuity products. 2) Self-employed; Not investment-related; Coppell, TX; Individual and family services for foster care; Sole proprietor; Contractor; 10/2012; 30 hours per month; 0 during market hours; Analyze and compile reports for children who are being adopted from foster care and assess foster homes for safety and compliance. 3) Absolute Royalty Enterprises, LLC. dba Regal Impressions Notary Services; Not investment-related; Carrollton, TX; Notary public service; Sole proprietor; 07/2020; 30 hours per month; 10 during market hours; Notarize documents as needed or requested. 4) ReUp Foundation, Inc.; Not investment-related; Fort Worth, TX; Charitable organization, Volunteer board member; Operations director; 06/2020; 10 hours per month; 0 during market hours; Plan and coordinate charitable activities and mentorship programs. 5) Perfection Children Services; Not investment-related; Grand Prairie, TX; Family services; Employee; Foster home assessor; 11/2023; 15 hours per month; 0 during market hours; Write foster/adoptive home studies for prospective foster parents. 6) Urban Neighborhood Initiative For Families & Youth (UNIFY); Not investment-related; Grand Prairie, TX; Family services; Employee; Foster home assessor; 11/2023; 15 hours per month; 0 during market hours; Write foster/adoptive home studies for prospective foster parents. 7) Cardinal Wellness And Rehab, PLLC.; Not investment-related; Coppell, TX; Physical therapy; Contractor; Compliance officer; 04/2024; 4 hours per month; 0 during market hours; Compliance, auditing, and other HR-related job duties on an as needed basis.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-08
  • S65 Uniform Investment Adviser Law Examination
    2023-09-08
Other Names
  • Karen Ferrell

View on SEC IAPD

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