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Rachel Roanne Gutierrez

Ubs Financial Services Inc.

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-21
  • MN RA
    APPROVED
    Since 2026-05-21

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Wayzata MN 05/2026 Present
Equitable Advisors Llc New York NY 10/2023 05/2026
Chipotle Mexican Grill Minnetonka MN 10/2017 01/2024
Sweet Retreat Cupcake Boutique Edina MN 12/2016 10/2019
Whalburgers Bloomington MN 12/2018 09/2019
Ikea Bloomington MN 07/2020 09/2020
Graybar Electric Minneapolis MI 02/2020 08/2020
Aeon Minneapolis MI 10/2020 08/2021
Edina High School Edina MN 09/2015 06/2018
Normandale Community College Bloomington MN 08/2018 05/2020
University Of St. Thomas St. Paul MN 09/2020 05/2023
  • 05/2026 → Present
    Ubs Financial Services, Inc
    Wayzata, MN
  • 10/2023 → 05/2026
    Equitable Advisors Llc
    New York, NY
  • 10/2017 → 01/2024
    Chipotle Mexican Grill
    Minnetonka, MN
  • 12/2016 → 10/2019
    Sweet Retreat Cupcake Boutique
    Edina, MN
  • 12/2018 → 09/2019
    Whalburgers
    Bloomington, MN
  • 07/2020 → 09/2020
    Ikea
    Bloomington, MN
  • 02/2020 → 08/2020
    Graybar Electric
    Minneapolis, MI
  • 10/2020 → 08/2021
    Aeon
    Minneapolis, MI
  • 09/2015 → 06/2018
    Edina High School
    Edina, MN
  • 08/2018 → 05/2020
    Normandale Community College
    Bloomington, MN
  • 09/2020 → 05/2023
    University Of St. Thomas
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
  • S66 Uniform Combined State Law Examination
    2024-01-26
Other Names
  • Rachel Roanne Gutierrez
  • Rachel Gutierrez
  • Rachelroanne Gutierrez

View on SEC IAPD

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