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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Vienna | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF ENTITY:EGAN BERGER & WEINER, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FINANCIAL SERVICES/DBA; FINANCIAL PLANNER; 5/1/2009; 160; 160; SALE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS (2) NAME OF ENTITY:FINANCIAL PLANNING ASSOCIATION-NATIONAL CAPITAL; No; 12816 TEWKSBURY DR; HERNDON; VA; 20171; NON-PROFIT ORGANIZATION; DIRECTOR OF SPONSORSHIP/BOARD MEMBER; 1/1/2014; 3; 3; RECRUIT SPONSORS FOR THE CHAPTER, ACT AS LIASON FOR SPONSORS. (3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/15/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS (4) NAME OF ENTITY:FAMILY REACH; YES; 1719 ROUTE 10, STE 303; PARSIPPANY; NJ; 07054; NON-PROFIT ORGANIZATION-PRO-BONO ADVICE TO CANCER PATIENTS; PRO-BONO PLANNER; 3/10/2020; 4; 0; PRO-BONO ADVICE TO CANCER PATIENTS (5) NAME OF OTHER BUSINESS: PLANNING INC ; INVESTMENT RELATED: NO ; ADDRESS: 7010 LITTLE RIVER, TURNPIKE, STE 140, ANNANDALE, VA 22003 NATURE OF BUSINESS: RETIREMENT PRESENTATION ; START DATE: 06/2015 ; POSITION/TITLE/RELATIONSHIP: PRESENTER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: PROVIDING INFORMATIVE RETIREMENT PRESENTATION TO FEDERAL EMPLOYEES ; (6) NAME OF OTHER BUSINESS: EBW RISK MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR INSURANCE BUSINESS; (7) NAME OF OTHER BUSINESS: EGAN, BEATTY, PRESSMAN, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR LLC BUSINESSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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