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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| MD | RA | APPROVED | 2023-12-23 |
Branch Locations
Ellicott City, MD • United States
520 Newport Center Dr, Newport Beach, CA 92660 • United States
10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MD | 11/2008 | Present |
Name of the other business-It is just a rental property in both my name and my husband's name Whether the business is investment- related:-Rental Property Address of the other business- Columbia MD Nature of the other business-Rental property Your position-Co-owner Title, or relationship with the other business Start date of your relationship--Started renting out this property in May 2019 Approximate number of hours/month you devote to the other business-0 hours Number of hours you devote to the other business during securities trading hours-0 hours Briefly describe your duties relating to the other business-none
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-22 |
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