Joseph Carter

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-01-05

SC RA
APPROVED

Since 2026-01-05

Branch Locations

Greer, SC • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Greenville County Ems	Greenville	SC	08/2009	11/2017
Palmetto Senior Benefits	Greenville	SC	11/2017	01/2020
J. Carter & Associates	Greer	SC	01/2020	Present
Iams Wealth Management	Greer	SC	10/2023	12/2025
Sequent Planning Llc	Greer	SC	12/2025	Present

08/2009 → 11/2017

Greenville County Ems

Greenville, SC
11/2017 → 01/2020

Palmetto Senior Benefits

Greenville, SC
01/2020 → Present

J. Carter & Associates

Greer, SC
10/2023 → 12/2025

Iams Wealth Management

Greer, SC
12/2025 → Present

Sequent Planning Llc

Greer, SC

Previous Registrations

2023-10-17 → 2025-12-19

Iams Wealth Management, Llc

Greer, SC

Omaha, NE

Other Businesses

J. Carter & Associates; Greer, SC; Agent/Owner; Life Insurance, Health Insurance, Annuities and Property and Casualty; Investment Related; Start Date 01/2020; Approx. 120 hrs/month; 50 of which are during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-18

S65 Uniform Investment Adviser Law Examination

2023-09-18

View on SEC IAPD