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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-21
NH RA APPROVED 2026-07-21
MA RA APPROVED 2026-02-19
  • CT RA
    APPROVED
    Since 2026-07-21
  • NH RA
    APPROVED
    Since 2026-07-21
  • MA RA
    APPROVED
    Since 2026-02-19

Branch Locations

635 Lowell Street Russell Plaza, West Peabody, MA 01960 • United States

333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Road Farm And Garden Littleton MA 05/2020 08/2023
Groton Country Club Groton MA 04/2015 06/2019
Equitable Advisors, Llc. New York NY 10/2023 07/2024
Lawrence Academy Groton MA 06/2018 08/2018
Groton Station House Groton MA 08/2018 10/2018
Merrimack College Andover MA 09/2020 05/2023
Groton Dunstable High School Groton MA 09/2016 05/2020
Groton Dunstable Middle School Groton MA 09/2012 09/2016
Unemployed Groton MA 05/2023 09/2023
Lincoln Investment Fort Washington PA 08/2024 06/2025
Capital Analysts Fort Washington PA 08/2024 06/2025
Regal Investment Advisors, Llc Kentwood MI 06/2025 01/2026
Regulus Financial Group, Llc Kentwood MI 06/2025 01/2026
Td Private Client Wealth Llc Peabody MA 01/2026 Present
Td Bank N.A. Peabody MA 01/2026 Present
  • 05/2020 → 08/2023
    Great Road Farm And Garden
    Littleton, MA
  • 04/2015 → 06/2019
    Groton Country Club
    Groton, MA
  • 10/2023 → 07/2024
    Equitable Advisors, Llc.
    New York, NY
  • 06/2018 → 08/2018
    Lawrence Academy
    Groton, MA
  • 08/2018 → 10/2018
    Groton Station House
    Groton, MA
  • 09/2020 → 05/2023
    Merrimack College
    Andover, MA
  • 09/2016 → 05/2020
    Groton Dunstable High School
    Groton, MA
  • 09/2012 → 09/2016
    Groton Dunstable Middle School
    Groton, MA
  • 05/2023 → 09/2023
    Unemployed
    Groton, MA
  • 08/2024 → 06/2025
    Fort Washington, PA
  • 08/2024 → 06/2025
    Fort Washington, PA
  • 06/2025 → 01/2026
    Kentwood, MI
  • 06/2025 → 01/2026
    Regulus Financial Group, Llc
    Kentwood, MI
  • 01/2026 → Present
    Peabody, MA
  • 01/2026 → Present
    Td Bank N.A.
    Peabody, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-24
  • S66 Uniform Combined State Law Examination
    2024-08-24

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