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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-21 |
| NH | RA | APPROVED | 2026-07-21 |
| MA | RA | APPROVED | 2026-02-19 |
Branch Locations
635 Lowell Street Russell Plaza, West Peabody, MA 01960 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Road Farm And Garden | Littleton | MA | 05/2020 | 08/2023 |
| Groton Country Club | Groton | MA | 04/2015 | 06/2019 |
| Equitable Advisors, Llc. | New York | NY | 10/2023 | 07/2024 |
| Lawrence Academy | Groton | MA | 06/2018 | 08/2018 |
| Groton Station House | Groton | MA | 08/2018 | 10/2018 |
| Merrimack College | Andover | MA | 09/2020 | 05/2023 |
| Groton Dunstable High School | Groton | MA | 09/2016 | 05/2020 |
| Groton Dunstable Middle School | Groton | MA | 09/2012 | 09/2016 |
| Unemployed | Groton | MA | 05/2023 | 09/2023 |
| Lincoln Investment | Fort Washington | PA | 08/2024 | 06/2025 |
| Capital Analysts | Fort Washington | PA | 08/2024 | 06/2025 |
| Regal Investment Advisors, Llc | Kentwood | MI | 06/2025 | 01/2026 |
| Regulus Financial Group, Llc | Kentwood | MI | 06/2025 | 01/2026 |
| Td Private Client Wealth Llc | Peabody | MA | 01/2026 | Present |
| Td Bank N.A. | Peabody | MA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-24 |
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