Joseph L.h. Rafala

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-02-15
FL	RA	APPROVED	2024-02-14
AZ	RA	APPROVED	2024-02-09
DC	RA	APPROVED	2024-02-07
MA	RA	APPROVED	2024-01-18
NJ	RA	APPROVED	2024-01-11
LA	RA	APPROVED	2024-01-09
NV	RA	APPROVED	2024-01-09
ND	RA	APPROVED	2024-01-09
SD	RA	APPROVED	2024-01-08
WV	RA	APPROVED	2024-01-08
NM	RA	APPROVED	2024-01-04
VI	RA	APPROVED	2024-01-04
AL	RA	APPROVED	2024-01-03
AK	RA	APPROVED	2024-01-03
AR	RA	APPROVED	2024-01-03
CA	RA	APPROVED	2024-01-03
CO	RA	APPROVED	2024-01-03
DE	RA	APPROVED	2024-01-03
HI	RA	APPROVED	2024-01-03
ID	RA	APPROVED	2024-01-03
IL	RA	APPROVED	2024-01-03
IN	RA	APPROVED	2024-01-03
IA	RA	APPROVED	2024-01-03
KS	RA	APPROVED	2024-01-03
KY	RA	APPROVED	2024-01-03
ME	RA	APPROVED	2024-01-03
MD	RA	APPROVED	2024-01-03
MI	RA	APPROVED	2024-01-03
MN	RA	APPROVED	2024-01-03
MS	RA	APPROVED	2024-01-03
MO	RA	APPROVED	2024-01-03
NE	RA	APPROVED	2024-01-03
NH	RA	APPROVED	2024-01-03
NY	RA	APPROVED	2024-01-03
NC	RA	APPROVED	2024-01-03
OH	RA	APPROVED	2024-01-03
OK	RA	APPROVED	2024-01-03
OR	RA	APPROVED	2024-01-03
PA	RA	APPROVED	2024-01-03
RI	RA	APPROVED	2024-01-03
SC	RA	APPROVED	2024-01-03
TX	RA	APPROVED	2024-01-03
UT	RA	APPROVED	2024-01-03
VT	RA	APPROVED	2024-01-03
VA	RA	APPROVED	2024-01-03
WA	RA	APPROVED	2024-01-03
WI	RA	APPROVED	2024-01-03
MT	RA	APPROVED	2023-11-21
WY	RA	APPROVED	2023-11-21
CT	RA	APPROVED	2023-10-26

GA RA
APPROVED

Since 2024-02-15
FL RA
APPROVED

Since 2024-02-14
AZ RA
APPROVED

Since 2024-02-09
DC RA
APPROVED

Since 2024-02-07
MA RA
APPROVED

Since 2024-01-18
NJ RA
APPROVED

Since 2024-01-11
LA RA
APPROVED

Since 2024-01-09
NV RA
APPROVED

Since 2024-01-09
ND RA
APPROVED

Since 2024-01-09
SD RA
APPROVED

Since 2024-01-08
WV RA
APPROVED

Since 2024-01-08
NM RA
APPROVED

Since 2024-01-04
VI RA
APPROVED

Since 2024-01-04
AL RA
APPROVED

Since 2024-01-03
AK RA
APPROVED

Since 2024-01-03
AR RA
APPROVED

Since 2024-01-03
CA RA
APPROVED

Since 2024-01-03
CO RA
APPROVED

Since 2024-01-03
DE RA
APPROVED

Since 2024-01-03
HI RA
APPROVED

Since 2024-01-03
ID RA
APPROVED

Since 2024-01-03
IL RA
APPROVED

Since 2024-01-03
IN RA
APPROVED

Since 2024-01-03
IA RA
APPROVED

Since 2024-01-03
KS RA
APPROVED

Since 2024-01-03
KY RA
APPROVED

Since 2024-01-03
ME RA
APPROVED

Since 2024-01-03
MD RA
APPROVED

Since 2024-01-03
MI RA
APPROVED

Since 2024-01-03
MN RA
APPROVED

Since 2024-01-03
MS RA
APPROVED

Since 2024-01-03
MO RA
APPROVED

Since 2024-01-03
NE RA
APPROVED

Since 2024-01-03
NH RA
APPROVED

Since 2024-01-03
NY RA
APPROVED

Since 2024-01-03
NC RA
APPROVED

Since 2024-01-03
OH RA
APPROVED

Since 2024-01-03
OK RA
APPROVED

Since 2024-01-03
OR RA
APPROVED

Since 2024-01-03
PA RA
APPROVED

Since 2024-01-03
RI RA
APPROVED

Since 2024-01-03
SC RA
APPROVED

Since 2024-01-03
TX RA
APPROVED

Since 2024-01-03
UT RA
APPROVED

Since 2024-01-03
VT RA
APPROVED

Since 2024-01-03
VA RA
APPROVED

Since 2024-01-03
WA RA
APPROVED

Since 2024-01-03
WI RA
APPROVED

Since 2024-01-03
MT RA
APPROVED

Since 2023-11-21
WY RA
APPROVED

Since 2023-11-21
CT RA
APPROVED

Since 2023-10-26

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

Naugatuck, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Asset Advisors Llc	New Haven	CT	09/2023	Present
Unemployed	Naugatuck	CT	08/2022	09/2023
Iona University	New Rochelle	NY	08/2019	08/2022
Naugatuck High School	Naugatuck	CT	09/2015	08/2019
Borough Of Naugatuck - Street Department	Naugatuck	CT	06/2016	08/2020
Iona University - Career Center	New Rochelle	NY	01/2021	05/2022

09/2023 → Present

Knights Of Columbus Asset Advisors Llc

New Haven, CT
08/2022 → 09/2023

Unemployed

Naugatuck, CT
08/2019 → 08/2022

Iona University

New Rochelle, NY
09/2015 → 08/2019

Naugatuck High School

Naugatuck, CT
06/2016 → 08/2020

Borough Of Naugatuck - Street Department

Naugatuck, CT
01/2021 → 05/2022

Iona University - Career Center

New Rochelle, NY

Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, Field Agent, Selling life insurance, long term care, disability income and annuities, Start Date: 9/2023, 80 hours a month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-26

S65 Uniform Investment Adviser Law Examination

2023-10-26

Other Names

Joe Rafala
Joseph Rafala

View on SEC IAPD